AML Control Sampling Review
Focused sampling of customer due diligence files, alert dispositions, and escalation notes to test whether your AML programme holds up under case-level scrutiny.
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Miaoli · Taiwan
Control reviews written for fintech operators, not generic banks.
Server Sync Service conducts independent audits for payment, lending, and wealth firms — sampling real files, testing outsourcing oversight, and leaving you with a remittance map your board can follow.
Review the flagship audit
Flagship engagement
Regulatory Readiness Audit
Before a licence filing, renewal, or investor diligence week, we examine the control environment tied to your regulated activities — customer due diligence, monitoring exceptions, outsourcing registers, and how issues reach the board.
You leave with severity-ranked findings and a sequenced remittance plan. We do not sell software, seals, or retainer dashboards; we deliver fieldwork and a written pack.
Related work
Other engagements in the same practice
Each engagement stands alone. Commission only what your calendar and evidence room can support.
Outsourcing & Vendor Control Review
An assessment of how critical vendors are selected, contracted, monitored, and exited — especially where customer data or payment processing leaves your four walls.
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Board Reporting Pack Review
A critique of how control issues, KRIs, and remittance status reach your board — clarity, completeness, and whether the paper matches what fieldwork would show.
Read the scopeFrom the field
More client stories“They caught that our outsourcing register listed processors but had no monitoring artefacts for the KYC bureau — awkward in the moment, useful before our banking partner visit.”
How fieldwork runs
Perimeter, sample, workshop, pack
Audits for fintech fail when scope drifts or findings arrive as surprises. We lock the perimeter early, sample against stated procedures, workshop draft language with your owners, then issue the final remittance pack.
Walk through how we audit
Tell us what licence pressure you are under
Share product lines, entity count, and the date you need a pack by. We reply within two business days with a scoped estimate.
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