Engagements

Audits shaped around fintech controls, not borrowed bank templates.

Every engagement produces written findings tied to your licence type, product journeys, and evidence room. Choose a focused review or the flagship readiness audit.

Desk with signed audit documents and a fountain pen

Flagship

Regulatory Readiness Audit

A structured review of policies, control evidence, and board reporting so payment, lending, and wealth firms can face licensing or renewal conversations with a clear remittance map.

Typically four to seven weeks depending on product breadth and evidence readiness

Open engagement

Calculator and financial statements on a wooden desk

AML Control Sampling Review

Focused sampling of customer due diligence files, alert dispositions, and escalation notes to test whether your AML programme holds up under case-level scrutiny.

Two to three weeks after the sample is available

Open engagement

Handshake across a meeting table during a vendor review

Outsourcing & Vendor Control Review

An assessment of how critical vendors are selected, contracted, monitored, and exited — especially where customer data or payment processing leaves your four walls.

Three to five weeks for a typical slate of five to eight material vendors

Open engagement

Open notebook with handwritten notes beside reading glasses

Board Reporting Pack Review

A critique of how control issues, KRIs, and remittance status reach your board — clarity, completeness, and whether the paper matches what fieldwork would show.

One to two weeks

Open engagement

Not sure which engagement fits?

If you face a licence filing or renewal within a quarter, start with the Regulatory Readiness Audit. If you need a narrower check before an inspection, AML sampling or an outsourcing review may be enough. Describe your calendar on the contact form and we will recommend a perimeter.

Describe your calendar